Financial Operations Associate
Thoroughbred Financial Services, LLC Thoroughbred Financial Services, LLC Brentwood, TN Brentwood, TN Full-time Full-time Estimated:
$58.
6K - $74.
2K a year Estimated:
$58.
6K - $74.
2K a year Thoroughbred Financial Services, LLC is actively seeking a full-time Financial Operations Associate to join our team at our Brentwood, TN location.
We value our employees and provide an excellent opportunity to grow in a professional business environment.
Thoroughbred Financial Services commits to meeting their clients' complete financial needs.
The firm's reputation was founded upon and has grown solely upon the abilities and successes of its representatives and their dedication.
By developing long-term relationships, Thoroughbred Financial Services strives not only to enhance the current financial well-being of their clients, but also to assist them in building a strong financial foundation for future generations.
YOUR ROLE Cashiering functions including processing check requests, wire transfers, journals, and IRA distributions Process and monitor transfer of assets Special compliance or operational projects as needed Process billing for managed accounts Interact with clearing firm and sales associates, to resolve problems as needed, while maintaining ownership for the problem until resolution Reports escalated issues and activities to supervisor when needed Provide backup to other departmental staff as needed Cross train with all department staff POSITION REQUIRES Bachelor's degree-BS or BA (Finance/Business related major is a plus), or equivalent work experience.
Experience in operational services; Finance, Investment Bank a plus.
Three (3) years brokerage or similar industry experience preferred.
FINRA Series 7 securities license or obtain within 6 months YOU POSESS/ARE A strong commitment to integrity and teamwork- Demonstrates a strong client focused mindset balanced with a clear risk management approach; Commitment to satisfying internal and external customers The ability to work in a fast paced environment, assigning priorities to tasks, and handling those of the most urgency and importance Able to remain composed under pressure (MUST HAVE) The ability to effectively work in a team environment, building a spirit of cooperation, and sharing knowledge and skills with others in the group Excellent working with Excel, and other Microsoft applications Maintain critical thinking, attention to details, and creative problem-solving The proven ability to build, maintain and enhance relationships at all levels A self-starter, taking initiatives, being curious of what we do and how to improve is a must! THIS POSITION IS NOT HYBRID
Benefits:
401(k) Dental insurance Disability insurance Health insurance Health savings account Life insurance Paid time off Professional development assistance Retirement plan Vision insurance Free on-site parking Job Type:
Full-time Schedule:
8 hour shift Monday to Friday Work setting:
In-person Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
$58.
6K - $74.
2K a year Estimated:
$58.
6K - $74.
2K a year Thoroughbred Financial Services, LLC is actively seeking a full-time Financial Operations Associate to join our team at our Brentwood, TN location.
We value our employees and provide an excellent opportunity to grow in a professional business environment.
Thoroughbred Financial Services commits to meeting their clients' complete financial needs.
The firm's reputation was founded upon and has grown solely upon the abilities and successes of its representatives and their dedication.
By developing long-term relationships, Thoroughbred Financial Services strives not only to enhance the current financial well-being of their clients, but also to assist them in building a strong financial foundation for future generations.
YOUR ROLE Cashiering functions including processing check requests, wire transfers, journals, and IRA distributions Process and monitor transfer of assets Special compliance or operational projects as needed Process billing for managed accounts Interact with clearing firm and sales associates, to resolve problems as needed, while maintaining ownership for the problem until resolution Reports escalated issues and activities to supervisor when needed Provide backup to other departmental staff as needed Cross train with all department staff POSITION REQUIRES Bachelor's degree-BS or BA (Finance/Business related major is a plus), or equivalent work experience.
Experience in operational services; Finance, Investment Bank a plus.
Three (3) years brokerage or similar industry experience preferred.
FINRA Series 7 securities license or obtain within 6 months YOU POSESS/ARE A strong commitment to integrity and teamwork- Demonstrates a strong client focused mindset balanced with a clear risk management approach; Commitment to satisfying internal and external customers The ability to work in a fast paced environment, assigning priorities to tasks, and handling those of the most urgency and importance Able to remain composed under pressure (MUST HAVE) The ability to effectively work in a team environment, building a spirit of cooperation, and sharing knowledge and skills with others in the group Excellent working with Excel, and other Microsoft applications Maintain critical thinking, attention to details, and creative problem-solving The proven ability to build, maintain and enhance relationships at all levels A self-starter, taking initiatives, being curious of what we do and how to improve is a must! THIS POSITION IS NOT HYBRID
Benefits:
401(k) Dental insurance Disability insurance Health insurance Health savings account Life insurance Paid time off Professional development assistance Retirement plan Vision insurance Free on-site parking Job Type:
Full-time Schedule:
8 hour shift Monday to Friday Work setting:
In-person Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
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